Representative agent

Results: 182



#Item
151Financial economics / Business / General Securities Representative Exam / Financial adviser / Investment Advisor / LPL Financial / Selling away / Covino / Uniform Securities Agent State Law Exam / United States securities law / Finance / Professional certification in finance

LAWRENCE G. WASDEN Attorney General ALAN CONILOGUE Deputy Attorney General State ofidaho P. 0. Box 83720

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Source URL: finance.idaho.gov

Language: English - Date: 2014-06-02 11:56:48
152Financial institutions / Institutional investors / Insurance / Types of insurance / Law / Public adjuster / Claims adjuster / Risk purchasing group / Liability insurance / Legal professions / Financial economics / Investment

PUBLIC ADJUSTER CONTRACT I/We, ____________________________________________ (the ”Insured”), hereby retain ____________your company name to be my/our agent and representative to

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Source URL: insurance.illinois.gov

Language: English - Date: 2013-08-27 11:49:48
153Financial economics / Business / General Securities Representative Exam / Financial adviser / Investment Advisor / LPL Financial / Selling away / Covino / Uniform Securities Agent State Law Exam / United States securities law / Finance / Professional certification in finance

PDF Document

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Source URL: www.finance.idaho.gov

Language: English - Date: 2014-06-02 11:56:48
154Financial system / Financial adviser / Uniform Securities Agent State Law Exam / Securities Act / Financial Industry Regulatory Authority / Broker-dealer / Patent attorney / Registered Investment Advisor / Registered representative / United States securities law / Financial economics / Finance

PDF Document

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Source URL: www.securities.ok.gov

Language: English - Date: 2013-04-29 13:50:09
155Macroeconomic model / Rational expectations / Agent / Forecasting / Representative agent / Mathematical optimization / Economic model / General equilibrium theory / Real business cycle theory / Macroeconomics / Economics / New classical macroeconomics

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Source URL: www.federalreserve.gov

Language: English - Date: 2000-04-27 15:50:55
156Macroeconomic model / Rational expectations / Agent / Forecasting / General equilibrium theory / Economic model / Mathematical optimization / Representative agent / Macroeconomics / Economics / New classical macroeconomics

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Source URL: www.federalreserve.gov

Language: English - Date: 2001-09-12 17:42:03
157Technology / Game theory / General equilibrium theory / Representative agent / Economic model / Productivity / Macroeconomic model / Economic data / Noise / Economics / Macroeconomics / Ethology

PDF Document

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Source URL: www.federalreserve.gov

Language: English - Date: 2001-09-12 18:02:38
158Patent attorney / Business / Agency law / Business law / Legal professions / Agent / Law

Best Practices  in Dealing with Agents  A: SELECTION Choose your agents judiciously. 1. Remember that agents will be seen as the official representative of your

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Source URL: www.orioncan.com

Language: English - Date: 2012-02-13 09:50:29
159Finance / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered representative / General Securities Representative Exam / Securities Exchange Act / Securities and Exchange Commission / Uniform Securities Agent State Law Exam / General Securities Principal Exam / United States securities law / Financial economics / Financial system

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-30 13:38:27
160Financial adviser / Broker-dealer / Registered Investment Advisor / Financial economics / Investment / Finance

IMPORTANT NOTICE INDUSTRY GUIDANCE: UNLICENSED ACTIVITY The Maine Office of Securities recently issued Industry Guidance addressing an agent or investment adviser representative’s use of unlicensed support staff to eff

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Source URL: www.maine.gov

Language: English - Date: 2014-03-25 14:09:51
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